Which key regulatory body interacts with iROC?

The Ontario Securities Commission (OSC) is the key regulatory body that interacts with the Investment Regulatory Organization of Canada (iROC). The OSC is responsible for overseeing the securities industry in Ontario and plays a vital role in enforcing compliance with securities laws, protecting investors, and fostering fair and efficient capital markets. As iROC is focused on the investment industry within Canada, including market regulation and oversight of investment dealers and trading activity, its relationship with the OSC is essential for ensuring the integrity and proper functioning of the financial markets in Ontario.

While other options represent important regulatory bodies in their respective regions or sectors, they do not directly interact with iROC in the context of Canadian securities regulation. The U.S. Securities and Exchange Commission operates primarily in the United States, the Canadian Investment Regulatory Authority would involve a broader national context that encompasses but does not directly equate to the specific relationship iROC has with the OSC, and the Financial Conduct Authority regulates the financial services industry in the United Kingdom. Thus, the regulatory landscape involving iROC is predominantly influenced by the interactions with the Ontario Securities Commission.